The Premier Fintech Risk & Compliance Conference in 2026. Register Today!
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The Fintech Risk & Compliance Forum is a must-attend conference for senior-level executives who recognize the critical importance of effective risk management and regulatory compliance in today’s fast-evolving fintech landscape.
This highly interactive forum is specifically designed to meet the needs of modern fintech compliance, audit, and risk professionals by offering innovative ways to connect, collaborate, and help shape the future of the industry. From peer-to-peer discussions to expert-led panels, attendees will gain strategic insights and practical tools to strengthen compliance programs and adapt to regulatory change.
Join a powerful community of industry leaders, regulators, and solution providers as they come together to explore timely challenges and develop actionable solutions for the most pressing fintech risk and compliance issues.
Chief Compliance Officer
Robinhood Money
Director and Head of Platforms Governance
Robinhood
Senior Bank
Regulatory Counsel
Cross River Bank
Chief Compliance Officer, CRA Officer
drbank
Chief Risk & Compliance Officer Paysend Group
Chief Compliance Officer
Bill.com
Chief Compliance Officer
Best Egg
SVP Director of Enterprise Fraud Management
Wintrust Financial
VP BSA/AML Officer
CNB Bank & Trust
Chief Operating Officer
Tri City National Bank
Chief Banking &
Risk Officer
Nymbus
Executive Director
Morgan Stanley
SVP, Senior Director
Compliance Advisory
Coastal
Community Bank
Understand how compliance leaders are preparing for new AI laws and ethical algorithm governance.
Understand how to manage shared risk, oversight, and accountability in embedded partnerships and BaaS models.
See how fintechs and banks are leveraging strong compliance to earn trust and differentiate in competitive markets.
Review how fintechs and banks structure comprehensive, scalable fraud defenses that evolve with business growth.
Explore how AI-powered transaction monitoring improves detection while reducing false positives.
Explore how fintechs and banks are adapting compliance operations to keep pace with regulatory change and business innovation.
Examine emerging tactics to detect and defend against AI-driven impersonation and synthetic identity threats.
Learn how continuous monitoring tools are reshaping vendor risk management and compliance oversight.
Every session is crafted for strategic engagement. Expect real conversations, candid insights, and actionable takeaways.
Join unscripted, expert-moderated discussions on key topics like AML, AI, fraud, lending, compliance, and growth. No slides. Just real-world strategies.
Learn from senior executives, regulators, and innovators who are solving today’s most pressing fintech risk and compliance challenges.
Connect with compliance leaders, innovators, and decision-makers through curated networking sessions that go beyond surface-level chats.
Explore innovative fintech and regtech solutions from top-tier technology providers and solution partners shaping the future of compliance.
Participate in high-level private VIP reception and executive dining experience—exclusive to qualified attendees.
The Fintech Risk & Compliance Awards honor companies advancing how financial institutions manage risk, meet regulatory demands, and build trust. Nominate your organization for one of two prestigious awards:
Winning a Fintech Risk & Compliance Award highlights your company’s leadership in risk management, compliance strategy, and secure innovation. It’s a high-impact platform for visibility, recognition, and executive-level connections. Winners will receive:
Nominations close February 7, 2026.
Connect with compliance leaders, fintech executives, and solution providers through curated networking events designed to spark meaningful collaboration, deepen industry relationships, and inspire growth-driven regulatory strategies.
Engage in expert-led panel discussions where industry pioneers share strategic insights and forward-thinking solutions to today’s most urgent challenges in regulation, risk management, cybersecurity, and fintech innovation.
Participate in interactive peer-to-peer sessions designed for fintech, risk, and compliance leaders. These unscripted conversations foster bold ideas and practical strategies, delivering solutions for growth and regulatory resilience.
We are pleased to welcome Derek Henderson, Chief Compliance Officer and CRA Officer at drbank, as a panelist at the Fintech Risk & Compliance Forum (FRC). Derek brings deep experience in banking compliance and risk management, along with a strong focus on consumer protection and ethical growth.
The Fintech Risk & Compliance Forum (FRC) is pleased to welcome Aaron Prater, Chief Operating Officer at Tri City National Bank, as a session moderator for FRC.
The Fintech Risk and Compliance Forum (FRC) is pleased to welcome Paulina Peters, CAMS, Vice President and BSA Officer at CNB Bank and Trust, as a moderator for the upcoming program.
Complete the form below and we’ll email you a reminder as the event gets closer.