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10:30AM - 11:30AM
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VIP Networking Brunch
Kick off the event with a networking brunch designed to connect senior executives, offering a relaxed setting for high-level conversations and relationship building. An opportunity to establish meaningful connections before diving into the main sessions. |
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12:00PM - 5:00PM
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Registration Open
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1:00PM - 1:50PM
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Keynote Panel Discussion
Topic: Fintech Regulation: A CCO’s Roadmap for Future-Proof Compliance In an ever-evolving regulatory landscape, Chief Compliance Officers (CCOs) play a pivotal role in guiding fintech companies through emerging challenges. This panel will explore the latest trends in fintech regulation, offering insights on how CCOs can build adaptable compliance frameworks that meet current requirements while preparing for future shifts. Attendees will gain strategies for proactive compliance, cross-border regulations, and fostering innovation without compromising on regulatory obligations. |
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1:00PM - 5:00PM
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Exhibit Hall, Work Lounge and Work Lounge Open
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2:00PM - 2:50PM
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Peer-to-Peer Discussion
Topic: Harnessing Advanced Technology for Efficient AML Monitoring and Compliance In this discussion, participants will share experiences and strategies for using advanced technologies like artificial intelligence and machine learning to strengthen Anti-Money Laundering (AML) monitoring and compliance. Attendees will exchange insights on real-time transaction monitoring, automating compliance workflows, and tackling new challenges in the evolving digital financial landscape. This interactive session offers an opportunity to learn from peers about building a technology-focused AML strategy that meets regulatory requirements while enhancing operational efficiency. |
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2:00PM - 2:50PM
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Peer-to-Peer Discussion
Topic: Fraud Detection and Prevention in the Fintech Era Fraud remains one of the largest risks for fintech firms. This discussion will allow participants to share their experiences with fraud detection systems and the best ways to implement advanced fraud prevention measures. Attendees will explore AI-driven tools, real-time transaction monitoring, and collaboration with regulators to mitigate fraud risk. |
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3:00PM - 4:00PM
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Sponsorship Showcase / Networking Break in Exhibit Hall
Attendees will have the opportunity to network and explore fintech solutions offered by sponsors and exhibitors. This break allows participants to learn about cutting-edge technologies designed to mitigate risk and enhance compliance capabilities. |
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4:00PM - 5:00PM
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Keynote Panel Discussion
Topic: Bridging the Gap – Navigating Fintech Regulation with Insights from Government Regulators In this panel, senior executives will engage in a candid conversation with government regulators about the evolving regulatory landscape for fintech. Representatives from key U.S. regulatory bodies will share their perspectives on upcoming regulatory trends, enforcement priorities, and how fintech firms can better collaborate with regulators to foster innovation while ensuring compliance. The discussion will cover critical areas such as anti-money laundering (AML), consumer protection, digital currencies, and data privacy. |
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6:00PM - 7:30PM
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Evening Networking Reception
Unwind and connect with peers, speakers, and sponsors at an exclusive evening reception. Conversations from the day can continue in a more informal atmosphere, fostering lasting connections within the industry. |
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8:00AM - 4:00PM
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Registration Open
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8:45AM - 9:50AM
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Panel Discussion
Topic: Emerging Technologies: Balancing Innovation and Compliance This session focuses on the intersection of innovation and regulation. Senior executives will hear from industry pioneers on how they are balancing the integration of new technologies such as AI, DeFi (Decentralized Finance), and RegTech while maintaining strong compliance with evolving laws. Real-world case studies will be discussed to highlight successes and lessons learned. |
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10:00AM - 4:00PM
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Exhibit Hall, Work Lounge and VIP Meeting Room Open
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10:00AM - 10:50AM
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Peer-to-Peer Discussion
Topic: Risk Assessment in a Rapidly Evolving Fintech Landscape This discussion will offer an opportunity for executives to explore risk assessment frameworks designed to adapt to the fast-changing fintech industry. Topics will include identifying emerging risks, evaluating risk models, and determining the right balance between risk-taking and risk avoidance in fintech ventures. |
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10:00AM - 10:50AM
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Peer-to-Peer Discussion
Topic: The Role of Artificial Intelligence in Regulatory Compliance AI is transforming the way fintech companies manage regulatory compliance, offering opportunities to automate and optimize processes. In this session, participants will discuss how AI can streamline KYC (Know Your Customer) requirements, AML (Anti-Money Laundering) compliance, and real-time monitoring of suspicious activities, as well as the ethical challenges of AI use in fintech. |
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11:00AM - 11:50AM
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Peer-to-Peer Discussion
Topic: Managing Compliance in Global Operations Fintech companies often operate across multiple jurisdictions, each with its own regulatory requirements. In this discussion, senior executives will share strategies for managing cross-border compliance efficiently and effectively. The session will highlight the complexities of international compliance and the tools available to streamline the process. |
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11:00AM - 11:50AM
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Peer-to-Peer Discussion:
Topic: Regulatory Remediation: Navigating Complex Compliance Challenges Post-Enforcement Actions This session focuses on the practical steps and strategies financial institutions can take to navigate and remediate compliance challenges following regulatory enforcement actions. Attendees will engage in an interactive discussion about building effective action plans, improving internal controls, and collaborating with regulators to ensure sustainable compliance and reduce future risk. |
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12:00PM - 1:00PM
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Lunch
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1:00PM - 1:50PM
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Peer-to-Peer Discussion
Topic: Data Privacy and the Next Frontier of Fintech Regulation As data privacy becomes a central focus of fintech compliance, executives will discuss the regulatory implications of new data privacy laws, including GDPR and CCPA. The session will cover strategies for managing customer data responsibly, ensuring compliance across jurisdictions, and preparing for future legislation. |
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1:00PM - 1:50PM
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Peer-to-Peer Discussion
Topic: Creating a Culture of Compliance in Rapidly Scaling Fintechs As fintech companies grow rapidly, maintaining a culture of compliance becomes increasingly challenging. Senior leaders will discuss strategies for embedding compliance into the company culture, ensuring that new employees and departments adhere to the necessary standards. Best practices for training, monitoring, and incentivizing compliance will be key topics of discussion. |
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2:00PM - 3:00PM
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Sponsorship Showcase / Networking Break in Exhibit Hall
Another opportunity to explore leading fintech risk and compliance solutions offered by sponsors and network with industry peers in a relaxed setting. |
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3:00PM - 4:00PM
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Panel Discussion | Closing Remarks
Topic: Fintech Risk & Compliance in 2025 and Beyond: Key Takeaways for Senior Executives To close the event, a panel of industry veterans will reflect on the key trends discussed throughout the conference, offering actionable insights to help senior executives lead their organizations through the rapidly evolving fintech landscape. This session will provide a roadmap for aligning risk management and compliance strategies with future industry developments. |