​​We are thrilled to announce that Stephen Spizuoco from Kount (an Equifax Company) will be a Moderator for the Peer-to-Peer Discussion: Fintech Risk & Compliance in 2024 and Beyond at the Fintech Risk & Compliance Forum.

In this relaxed yet forward-thinking setting, attendees will come together to explore the anticipated challenges, trends, and regulatory shifts that will shape the fintech industry beyond 2024. This session offers a unique opportunity to connect, learn, and contribute to the ongoing conversation about the next chapter in fintech risk and compliance. Don't miss this insightful discussion that will help you chart your course in the ever-changing fintech landscape.

Stephen Spizuoco is an expert in risk assessment, forecasting, budgeting, cost control, and financial modeling. He currently leads the Financial Crimes Business Unit and Sales Vertical at Equifax, delivering innovative solutions and services to the financial industry. Stephen received his Executive MBA from Georgetown University. He has over 20 years of financial and operational experience in various strategic leadership roles. He is passionate about empowering his team and solving complex problems related to  AML and KYC compliance. 

​We are very excited to announce that Kelly Caltabiano, Chief Compliance Officer and Senior Risk Officer for Thread Bank, will be a Panelist at the "CCOs Discuss Compliance Excellence" Panel Discussion at the Fintech Risk & Compliance Forum.

This keynote panel discussion is where our panel of seasoned CCOs will discuss the evolving regulatory challenges, compliance strategies, and risk management practices critical to success in today's fintech environment.  

Kelly Caltabiano serves as the Chief Compliance Officer and Senior Risk Officer at Thread Bank, overseeing the bank’s Compliance and Bank Secrecy Act programs. Prior to joining Thread, Kelly has held several senior leadership roles for Middle TN community banks, including Chief Compliance Officer & CRA Officer at Reliant Bank and Chief Compliance Officer at CapStar Bank.
 
Having spent her entire career in the legal and regulatory compliance space, she is recognized as an industry leader in building and scaling robust Compliance and BSA/AML Management Systems to adapt and evolve with the ever-changing financial services and regulatory landscapes.
 
“Growing up” as a risk and compliance professional in community banking, Kelly developed a passion for finding the balance between risk and profitability; and is a firm believer in the great Ted Lasso aphorism, “Doin’ the right thing is never the wrong thing.” She transitioned into Fintech and embedded banking in 2021, where she has helped to innovate and create what excellence in compliance looks like as the industry continues to forge ahead in a digital society.
 
Kelly is a Certified Regulatory Compliance Manager (CRCM) and Certified Anti-Money Laundering Specialist (CAMS). 

We are very excited to announce that Keri Kern, Financial Technology Policy Specialist at the Office of the Comptroller of the Currency (OCC), will be a Panelist at the "Regulator Panel Discussion – The State of Fintech Regulations" at the Fintech Risk & Compliance Forum.

This panel of experts will provide a comprehensive overview of the current fintech regulatory environment. They will discuss the latest developments, compliance challenges and strategies to navigate the intricate, and ever changing, web of fintech regulations.  The panel offers a unique opportunity to gain valuable insights, regulatory updates, and practical solutions to stay compliant and competitive in the fintech industry. Whether you're a seasoned professional or new to the field, this session is a must-attend for professionals looking to stay informed and make informed decisions in the dynamic world of fintech regulations.​

Keri Kern joined the Office of the Comptroller of the Currency (OCC) in 2009 and currently serves as a Financial Technology Policy Specialist within the OCC’s Office of Financial Technology. In her current role, Keri advises senior OCC leadership on a range of financial-technology-related policy issues, proposals, and emerging trends affecting the federal banking system, including bank-fintech relationships.

​TreaSolution is happy to announce that Inscribe will be a Gold Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

Inscribe is an AI-powered Risk Intelligence platform that helps risk and ops teams identify trustworthy and creditworthy customers — without the pain and uncertainty of manual document reviews. With 99% precision, Inscribe customers can catch more fraud and credit abuse while improving employee efficiency. Founded in 2017, Inscribe is trusted by leading fintechs like Navan, Plaid, Bluevine, and Ramp. Inscribe is backed by Threshold Ventures, Uncork Capital, Y Combinator, Crosslink Capital, and Foundry, and is headquartered in San Francisco, CA. 

​Visit www.inscribe.ai to learn more.

We are very excited to announce that Kyle Storm, Deputy Lead at the Federal Reserve Bank of Chicago, will be a Panelist at the "Regulator Panel Discussion – The State of Fintech Regulations" at the Fintech Risk & Compliance Forum.

This panel of experts will provide a comprehensive overview of the current fintech regulatory environment. They will discuss the latest developments, compliance challenges and strategies to navigate the intricate, and ever changing, web of fintech regulations.  The panel offers a unique opportunity to gain valuable insights, regulatory updates, and practical solutions to stay compliant and competitive in the fintech industry. Whether you're a seasoned professional or new to the field, this session is a must-attend for professionals looking to stay informed and make informed decisions in the dynamic world of fintech regulations.​

​Kyle Storm joined the Federal Reserve Bank of Chicago in June of 2015 and currently serves as a Deputy Lead - Specialized Exam Team within the Novel Activities Supervision Program.  Kyle and his team focus on examining novel activities related to crypto-assets, distributed ledger technology (DLT), and complex, technology-driven partnerships with nonbanks that deliver financial services to customers.  Prior to joining the Federal Reserve Bank of Chicago, he spent four years with the Federal Reserve Bank of Cleveland where he served as the examiner in charge of BSA/AML reviews for the district’s largest state member bank, a large insurance company, and a small portfolio of community banks.

​We are thrilled to announce that Jennifer Correa Riera, Financial Crimes Program Lead at Robinhood Markets, Inc., will be a Panelist at "The Navigating Fintech's Legal Maze: Compliance, Risk and Regulations" panel at the Fintech Risk & Compliance Forum.

This discussion will bring together senior executives from the fintech risk, compliance, and regulation sectors. They will explore the ever-evolving compliance challenges, risk mitigation strategies, and the latest regulatory updates affecting the industry.

Prior to joining Robinhood, Ms. Correa Riera was a practicing attorney at nationally and internationally known law firms practicing in the areas of anti-money laundering, sanctions, and tax.

We are excited to announce that Wall Street Technology Association (WSTA®) has become an official marketing partner of the 2024 Fintech Risk & Compliance Forum.  This strategic alliance brings together two of the most innovative and dynamic organizations in the fintech industry to provide you with the latest insights, news and trends.

We are proud to partner with WSTA and are confident that this collaboration will bring even more excitement and opportunity to the Fintech Risk & Compliance Forum attendees. Keep an eye out for further updates on this exciting partnership!

We are thrilled to announce that Fintech Futures has become an official marketing partner of the 2024 Fintech Risk & Compliance Forum.  This strategic alliance brings together two of the most innovative and dynamic organizations in the fintech industry to provide you with the latest insights, news and trends.

We are proud to partner with Fintech Futures and are confident that this collaboration will bring even more excitement and opportunity to the U.S. Fintech Symposium attendees. Keep an eye out for further updates on this exciting partnership!

We are thrilled to announce that Joshua Rosenberg from Texas Bank (formerly with the New York Fed), will be a Panelist at "CROs Discuss Fintech Innovation vs. Risk" panel at the Fintech Risk & Compliance Forum.

This discussion will engage in a deep dive into the intricacies of risk management within the fintech sector. Designed for senior executives in fintech risk, compliance, and regulation, this panel promises to be a source of unique insights and strategies.

Mr. Rosenberg is Chief Risk Officer and Executive Vice President at United Texas Bank. He is responsible for the Bank’s risk management framework including operational risk, financial risk, compliance risk, strategic risk, reputational risk, and risk appetite.

Mr. Rosenberg was previously Chief Risk Officer, Executive Vice President, and Head of the Risk Group at the Federal Reserve Bank of New York.

We are thrilled to announce that Fintech Finance News has become an official marketing partner of the Fintech Risk & Compliance Forum.
 
At FFNEWS, their mission is clear: to produce the slickest episodes and engaging interviews that span the entire financial services spectrum, from traditional branches to the exciting world of blockchain.

We are proud to partner with Fintech Finance News and are confident that this collaboration will bring even more excitement and opportunity to the Fintech Risk & Compliance Forum. Keep an eye out for further updates on this exciting partnership!

​We are thrilled to announce that Sarah Fernandez from Kaufman Rossin will be a Moderator for the Peer-to-Peer Discussion, Regulation E Challenges & Requirements at the Fintech Risk & Compliance Forum.

Conference attendees will engage in a candid and focused discussion at the Fintech Risk & Compliance Forum. In this small group setting, we tackle head-on the intricate landscape of Regulation E and its profound implications for your fintech endeavors.

This session offers an exceptional opportunity to share perspectives, strategies, and experiences with your industry peers. As we delve into the challenges and requirements of Regulation E, we invite you to actively participate in shaping the conversation.

Sarah Fernandez provides consulting services to a variety of financial service providers including banks, mortgage companies, private lenders and fintech companies. Her services include risk assessments, gap analysis, CMS program development, and board and employee training. With more than 18 years of experience in the financial services industry, she applies her extensive knowledge of financial institution operations and consumer protection regulations to assist clients with the development and implementation of effective compliance management programs.

​We are thrilled that B.J. Moravek from Kaufman Rossin will be a Moderator for The State of Fintech Regulations Panel Discussion Fintech Risk & Compliance Forum.

The State of Fintech Regulations panel of experts will provide a comprehensive overview of the current fintech regulatory environment. They will discuss the latest developments, compliance challenges and strategies to navigate the intricate, and ever changing, web of fintech regulations.

B.J. Moravek is a Director of AML & Sanctions Compliance for Kaufman Rossin New York City, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and Sanctions compliance and investigative matters. B.J. directs BSA/AML and Sanctions consulting engagements including enforcement action remediation, transaction look-backs, risk assessments, independent testing, audits of compliance, model validations and system’s calibrations and optimizations.

We are thrilled to announce that Jason Chorlins from Kaufman Rossin will be the Moderator for two Panels at the Fintech Risk & Compliance Forum:

The CROs Discuss Fintech Innovation vs. Risk Panel Discussion will engage in a deep dive into the intricacies of risk management within the fintech sector. Designed for senior executives in fintech risk, compliance, and regulation, this panel promises to be a source of unique insights and strategies.

The CCOs Discuss Compliance Excellence in Fintech Keynote Panel will discuss compliance excellence in fintech, where industry leaders will share invaluable insights on navigating the complex regulatory landscape of the fintech sector. Our panel of seasoned CCOs will discuss the evolving regulatory challenges, compliance strategies, and risk management practices critical to success in today's fintech environment.  

Jason Chorlins is the financial services industry practice leader, and spearheads risk management consulting engagements as principal in Kaufman Rossin’s risk advisory services practice. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to help them manage risk.

He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institutions to perform data and model system calibrations and validations for account and transaction surveillance systems.

We are thrilled to announce that Shelly Forde with Shell Compliance will be a Peer-to-Peer Discussion Moderator at the Fintech Risk & Compliance Forum.

​Our industry leading Peer-to-Peer series will delve into the most pressing fintech risk / compliance / regulatory topics and challenges. These discussions will not only facilitate meaningful connections with your peers but also offer valuable insights and solutions.

Ms. Forde is a distinguished professional with an extensive educational background and over 15 years of experience in the world of finance, law, and regulatory compliance. 

She has expertise in the field of Anti-Money Laundering (AML) compliance and regulations across many industries and jurisdictions, and holds a coveted certification as an advanced certified AML Specialist in Risk Management.

In the realm of AML compliance, Ms. Forde specializes in conducting comprehensive Assessments, Business Advisory and managing Compliance Projects. She is passionate about imparting knowledge and providing training across all facets of the AML Program and business continuity

We are thrilled to announce that Benjamin Saul with Greenberg Traurig, will be a Panelist at "The Navigating Fintech's Legal Maze: Compliance, Risk and Regulations" panel at the Fintech Risk & Compliance Forum.

This discussion will bring together senior executives from the fintech risk, compliance, and regulation sectors. They will explore the ever-evolving compliance challenges, risk mitigation strategies, and the latest regulatory updates affecting the industry.

Mr. Saul is a shareholder in Greenberg Traurig’s Financial Regulatory and Compliance Practice. For two decades, Ben has been a trusted advisor to banks, FinTechs, consumer and commercial lenders, payments companies, officers and directors and investors on high-stakes regulatory, enforcement, litigation and transactional matters.

We are thrilled to announce that Juan Azel, Partner at Winston & Strawn LLP, will be a Panelist at "The Navigating Fintech's Legal Maze: Compliance, Risk and Regulations" panel at the Fintech Risk & Compliance Forum.

This discussion will bring together senior executives from the fintech risk, compliance, and regulation sectors. They will explore the ever-evolving compliance challenges, risk mitigation strategies, and the latest regulatory updates affecting the industry.

Mr. Azel counsels and assists financial institutions and FinTech companies on the development, implementation, and execution of sound, comprehensive risk management framework, including consumer and financial crime compliance management systems (CMS), FinTech products and services, such as marketplace lending (MPL) and buy-now-pay-later (BNPL), banking-as-a-service (BaaS), cards, payments, and digital assets.

​Register Now using Promo Code 2024JA10 for 10% off Registration!
​

TreaSolution is happy to announce that Kaufman Rossin will be a Platinum Sponsor of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

Kaufman Rossin provides professional services to businesses and their leaders, offering experienced guidance and strategic planning at every stage of business growth — from start-up to succession. KR personally serves entrepreneurial, public, non-profit and individual clients.
​
​They have over 600 employees providing traditional accounting, audit and tax services, and business, risk and forensic advisory services. But more than that, they’re focused on bringing their clients joy—minimizing stress, opening up new possibilities, and making life sweeter.