Exciting announcement! We're thrilled to share that Alan Carlisle, Chief Compliance Officer (CCO) for Marqeta, will be a keynote speaker at the 2025 Fintech Risk & Compliance Forum! 

Mr. Carlisle is an accomplished regulatory compliance practitioner and has served in the financial services industry and capital markets for over 25 years. He currently serves as the Chief Compliance Officer (CCO) for Marqeta, a FinTech that leverages modern technology and a flexible platform to create innovative payment experiences across the world. Prior, he served as the Enterprise Chief Compliance Officer of SoFi Technologies (Ticker: SOFI), where he developed, implemented and maintained the Compliance Management Program for the publicly traded holding company and all operating subsidiaries. Alan has also led the compliance programs for FinTechs and traditional financial services companies ranging from seed to Series B/C, as well as owned a compliance consulting firm for almost 10 years.

We are very excited to announce that Terri Germano, Deputy Chief Compliance Officer at Sutton Bank will be a panelist for the "​CCOs Discuss Compliance Excellence in Fintech" panel discussion.

Terri Germano serves as the Deputy Chief Compliance Officer at Sutton Bank, overseeing the bank’s Compliance and Bank Secrecy Act programs.  Prior to joining Sutton, Terri held global and regional leadership roles at Sallie Mae Bank, Citibank and JP Morgan Chase, including in Internal Audit, Compliance and BSA. 

During her nearly 30-year career in banking, she has had the opportunity to work in numerous positions at some of the largest and most complex financial institutions in the world.  This has included various roles in Accounting, Project Management, Enterprise Systems, Internal Audit and Compliance.  She has a true talent for compliance and risk management and has successfully applied these skills throughout her career.  She has a passion for growing the business while also protecting consumers from harm and ensuring they are treated fairly.  
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Terri is a CPA in Pennsylvania and a Certified Anti-Money Laundering Specialist (CAMS).

We are thrilled to announce that Keela Davis, Co-Founder and Chief Executive Officer from Decise will be a moderator for the Peer-to-Peer Discussion "Cryptocurrency, Blockchain & Exchange Industry".

A scientist and engineer by training, Keela focuses her analytical abilities to grow businesses. Prior to co-founding Decise, Keela was a principal management consultant where she formed and led the M&A Practice for World Wide Technology. She managed client programs exceeding $100M in revenue working with some of the largest institutions in the world. Prior to WWT, Keela was the head of Research & Innovation for Mercy Health. Keela is highly experienced in working with global financial institutions and is trained in internal audit, IT compliance and IT controls.  Her enthusiasm for blockchain technologies is contagious. After building her own blockchain and coin, she continues to tinker in exploration of threats and innovations.​

We are excited to announce that Luisa Franco, Founder and CEO from LFP Risk Solutions will be a moderator for the Peer-to-Peer Discussion: "Cybersecurity & Data Privacy".

Luisa Franco is the Founder and CEO of LFP Risk Solutions, a consulting firm specializing in risk management, regulatory compliance, and bank-fintech collaborations. In addition to her business, Luisa is the author of the bi-weekly newsletter Compliance and Fintech Wisdom.

Over her two decades of experience, Luisa has influenced hundreds of compliance officers and startup founders, resulting in increased customer acquisition, additional revenue streams, and expanded target markets for banks and fintechs across the country. With nearly 10,000 hours of coaching experience, Luisa helps founders and executive leaders become innovators in their industry by offering market disruption strategies and customer-centric approaches to driving product and service development. Luisa excels at helping leaders navigate potential risk management challenges and uncertainties, enabling executives to innovate with confidence.

Luisa is a sought-after speaker whose personality and broad-friendly presenting style have delighted audiences and readers alike. She has invested interests in advancing women in banking and fintech, empowering individuals to navigate the complex regulatory landscape, and fostering collaboration between traditional financial institutions and emerging fintech companies.

We are thrilled to announce that Amelia Childress, Chief Compliance and BSA/AML Officer from Block, Inc. will be a panelist for the "CROs Discuss Fintech Innovation vs. Risk Panel Discussion".

Amelia Childress is the enterprise Chief Compliance and BSA/AML Officer for Block, Inc. She most recently served as the Head of Compliance for Block’s global consumer business, Cash App. Previously she was Head of Compliance at Fundbox, an online lending platform and she also spent time at traditional financial institutions in due diligence and financial crimes. Amelia graduated from the Monterey Institute for International Studies with a master’s in International Policy, she’s ACAMS certified, and also holds a certificate in Nuclear Nonproliferation Studies.

We are excited to announce that Terry Hoover, Chief Risk Officer from Thread Bank will be a panelist for the "CROs Discuss Fintech Innovation vs. Risk Panel Discussion".

​Terry Hoover has over thirty years of risk management experience in the financial services industry.  He currently serves as Chief Risk Officer for Thread Bank where he oversees the Bank’s risk management framework, including all risk areas, with a particular focus on FinTech and embedded banking risk assessment and monitoring.  Before joining Thread Bank, he served as the Managing Director of Enterprise Risk Management for Strategic Risk Associates, where he led consulting services for financial institutions, including ERM program development, FinTech monitoring, ERM and GRC software implementation and risk and control assessments.
 
Prior to Strategic Risk Associates, Terry spent twenty years working for community banks in senior risk management roles, most recently serving as Chief Financial Officer and Head of Risk for TIB – The Independent Bankers Bank in Dallas.  Terry also spent five years as a bank regulator with the OCC and FDIC.

TreaSolution is very excited to announce that Decise will be a Silver Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

Decise builds best-in-class automated compliance programs for blockchain and crypto. Headquartered in Chicago, their team of blockchain experts are focused on audit & compliance to securely bring blockchain technology to billions of customers. Blockchain technology is revolutionizing many industries. Decise passionately works to deploy compliance programs that protect customers and allow businesses to scale confidently. Their services include: Building and maturing compliance programs, automation of compliance processes, compliance effectiveness testing, internal audit advisory services, and compliance operations support.

​Visit www.decise.io to learn more

We are thrilled to announce that Fintech Compliance Chronicles has become an official marketing partner of the 2024 Fintech Risk & Compliance Forum.  This strategic alliance brings together two of the most innovative and dynamic organizations in the fintech compliance industry to provide you with the latest insights, news and trends.

Fintech Compliance Chronicles is a biweekly newsletter which highlights developments in the banking, payments and finance regulatory compliance and risk space along with amplifying events and conferences on these topics. Past highlights of coverage include a multi-part series deep diving into the CFPB's 1033 open banking proposal, "Card Wars" our two part look at the potential Credit Card Competition Act, special coverage of the SVB collapse and the aftermath, and much more.

We are proud to partner with Fintech Compliance Chronicles and are confident that this collaboration will bring even more excitement and opportunity to the U.S. Fintech Symposium attendees. Keep an eye out for further updates on this exciting partnership!

TreaSolution is thrilled to announce that DataSeers will be a Silver Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

DataSeers is a B2B SaaS company with a mission to address the challenges experienced by the banking and payments industry. The company was founded in 2017 by Adwait Joshi. Instead of updating legacy banking software built for the age of checks and wire transfers, DataSeers reimagined back-office software from the perspective of ACH payments and prepaid cards. More specifically, DataSeers looked into the key pain points of Fraud, Compliance, and Reconciliation, eventually broadening this to include KYC/KYB and onboarding. These solutions have led to DataSeers’ exponential growth, year after year, as more institutions learn of this modern technology advantage.  

Visit https://www.dataseers.ai/ to learn more.

​We are thrilled to announce that Adwait Joshi fron DataSeers will be a moderator for the Peer-to-Peer Discussion "KYC, CDD & Consumer Protections" at the Fintech Risk & Compliance Forum.

Mr. Joshi is the founder and CEO of DataSeers, an award winning FinTech that helps banks and payment companies by “Taming the Data Demon.” His skillful managing of people and resources has driven DataSeers to continue to successfully grow.

Mr. Joshi has vast experience in FinTech, which allows him to provide a rich perspective on the industry. He is well versed in big data and analytics at a large scale, using algorithms and techniques to solve the unique challenges of this industry. Organizations that value analytics and business intelligence would benefit from his industrial expertise. When it comes to all things FinTech, Adwait is among the most trusted people to talk to. His depth of knowledge and experience have made him a driving force in the industry. 

We are excited to announce that Jason Honeycutt from Netspend will be a panelist for the "CCOs Discuss Compliance Excellence in Fintech" at the Fintech Risk & Compliance Forum.

​Mr. Honeycutt is a Texas licensed attorney who is a board certified criminal law specialist. He holds both the AML (CAMS) and Advanced AML (CAMS-Audit) Certifications issued by ACAMS. He is a past chair of the Texas Bar Association’s Minimum Continuing Legal Education Committee. His legal experience includes State prosecutor, Federal prosecutor (United States Department of Justice, United States Attorney’s Office for the Southern District of Texas), and private practice of law in civil litigation and criminal defense work. His trial experience as a State prosecutor ranges up to murder, including numerous white collar criminal matters and drug cases. His federal prosecutorial experience on the U.S.-Mexico border includes public corruption, drug trafficking, and money laundering. He was involved in thousands of criminal cases while acting as a prosecutor.  As an AML/BSA/OFAC Officer, Jason has implemented complete program overhauls of two financial institutions.  Jason’s AML programs have received a total of 3 FinCEN Awards.

TreaSolution is thrilled to announce that Fairly AI will be a Bronze Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

Fairly AI is a leader in AI governance and risk management. Fairly AI‘s Asenion, an AI compliance agent designed to expedite the adoption of safe AI is a crucial ally, ensuring AI systems meet stringent compliance and safety standards. Developed with leading financial institutions including tier-1, regional and sponsor banks, Asenion offers a tailored solution to the growing complexity of AI compliance. This platform empowers teams to configure and deploy a custom AI agent that aligns with their specific engineering, compliance, and business requirements. With the ability to analyze datasets and models against both internal policies and external regulations, Asenion acts as a vigilant guardian in the cloud, seamlessly integrating into CI/CD pipelines for continuous assurance of AI system robustness and integrity.

Visit https://www.fairly.ai/ to learn more.

​The Fintech Regulatory State Panel, comprised of Keri Kern (Office of the Comptroller of the Currency), Kyle Storm (Federal Reserve Bank of Chicago) with moderator B.J. Moravek (Kaufman Rossin), will present a thorough examination of the existing regulatory landscape in fintech. Delving into the most recent developments, they will explore compliance challenges and effective strategies for navigating the complex and constantly evolving realm of fintech regulations.


This panel discussion offers a unique opportunity to gain valuable insights, regulatory updates, and practical solutions to stay compliant and competitive in the fintech industry. Whether you're a seasoned professional or new to the field, this session is a must-attend for professionals looking to stay informed and make informed decisions in the dynamic world of fintech regulations.

​TreaSolution is excited to announce that Onspring will be a Bronze Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

Onspring is a leading, no-code SaaS platform transforming the way enterprises improve business processes to stay ahead of risk. Our automated workflows and real-time reporting deliver enterprise-wide transparency and streamline audit, risk, infosec, and compliance teams. Onspring is known by customers for delivering noticeable time and cost savings, plus providing a fast and flexible platform.

Visit https://onspring.com/ to learn more.

TreaSolution is happy to announce that LFP Risk Solutions will be a Silver Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

LFP Risk Solutions is a trusted industry leader specializing in facilitating dynamic fintech partnerships for community banks. With a profound understanding of the banking and fintech sectors, our team is dedicated to helping financial institutions unlock new revenue streams and access untapped customer segments, all while minimizing the need for costly physical expansion.
 
With years of invaluable experience in both banking and fintech, LFP Risk Solutions has successfully empowered numerous companies to expedite their journey from partner selection to seamless onboarding, reducing the timeline by an impressive 50%. Our strategic approach not only accelerates growth but also eases the burden on internal resources, allowing community banks to focus on their core operations.
 
At LFP Risk Solutions, we take pride in our role as industry innovators, helping our clients forge innovative reputations within the financial landscape. Our expertise extends beyond partnership facilitation; we are also committed to supporting financial institutions in meeting their rigorous compliance and risk management requirements. With our guidance, banks can navigate regulatory challenges with confidence and maintain their reputation for integrity and responsibility.

​Visit lfprisksolutions.com to learn more.

Watch this special video invitation from our conference producer Dan Carmody!     We hope you can join us in Chicago!
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An Invitation From Dan Carmody:

Hi, I'm Dan Carmody, and I'm the producer of the FinTech Risk and Compliance Forum. I wanted to take a second to talk to you a little bit about our upcoming event this January 17th and 18th in Chicago. We're really looking forward to the opportunity to bringing together professionals in the FinTech risk, compliance, and regulatory industries to talk about the latest developments and best practices.

The way that we will do that is through keynote panel discussions, peer to peer conversations, and excellent networking opportunities. So, if you work in this industry or are you curious about the developments in this industry, please consider attending. You can register today at fintechriskandcompliance.com. Thank you.

We are delighted to share the exciting news that Treasury & Risk has officially become a marketing partner with The Fintech Risk & Compliance Forum. This strategic collaboration brings together two of the most innovative and dynamic organizations in the fintech industry, dedicated to providing you with the latest insights, news, and trends.
 
We are confident that our combined efforts will elevate the experience for attendees at the Risk & Compliance Forum. Together, we aim to enhance the excitement and opportunities surrounding this event, offering exceptional value to all those involved. Stay tuned for cutting-edge updates and valuable industry perspectives as we navigate the future of fintech.

​​We are thrilled to announce that Stephen Spizuoco from Kount (an Equifax Company) will be a Moderator for the Peer-to-Peer Discussion: Fintech Risk & Compliance in 2024 and Beyond at the Fintech Risk & Compliance Forum.

In this relaxed yet forward-thinking setting, attendees will come together to explore the anticipated challenges, trends, and regulatory shifts that will shape the fintech industry beyond 2024. This session offers a unique opportunity to connect, learn, and contribute to the ongoing conversation about the next chapter in fintech risk and compliance. Don't miss this insightful discussion that will help you chart your course in the ever-changing fintech landscape.

Stephen Spizuoco is an expert in risk assessment, forecasting, budgeting, cost control, and financial modeling. He currently leads the Financial Crimes Business Unit and Sales Vertical at Equifax, delivering innovative solutions and services to the financial industry. Stephen received his Executive MBA from Georgetown University. He has over 20 years of financial and operational experience in various strategic leadership roles. He is passionate about empowering his team and solving complex problems related to  AML and KYC compliance. 

​We are very excited to announce that Kelly Caltabiano, Chief Compliance Officer and Senior Risk Officer for Thread Bank, will be a Panelist at the "CCOs Discuss Compliance Excellence" Panel Discussion at the Fintech Risk & Compliance Forum.

This keynote panel discussion is where our panel of seasoned CCOs will discuss the evolving regulatory challenges, compliance strategies, and risk management practices critical to success in today's fintech environment.  

Kelly Caltabiano serves as the Chief Compliance Officer and Senior Risk Officer at Thread Bank, overseeing the bank’s Compliance and Bank Secrecy Act programs. Prior to joining Thread, Kelly has held several senior leadership roles for Middle TN community banks, including Chief Compliance Officer & CRA Officer at Reliant Bank and Chief Compliance Officer at CapStar Bank.
 
Having spent her entire career in the legal and regulatory compliance space, she is recognized as an industry leader in building and scaling robust Compliance and BSA/AML Management Systems to adapt and evolve with the ever-changing financial services and regulatory landscapes.
 
“Growing up” as a risk and compliance professional in community banking, Kelly developed a passion for finding the balance between risk and profitability; and is a firm believer in the great Ted Lasso aphorism, “Doin’ the right thing is never the wrong thing.” She transitioned into Fintech and embedded banking in 2021, where she has helped to innovate and create what excellence in compliance looks like as the industry continues to forge ahead in a digital society.
 
Kelly is a Certified Regulatory Compliance Manager (CRCM) and Certified Anti-Money Laundering Specialist (CAMS). 

We are very excited to announce that Keri Kern, Financial Technology Policy Specialist at the Office of the Comptroller of the Currency (OCC), will be a Panelist at the "Regulator Panel Discussion – The State of Fintech Regulations" at the Fintech Risk & Compliance Forum.

This panel of experts will provide a comprehensive overview of the current fintech regulatory environment. They will discuss the latest developments, compliance challenges and strategies to navigate the intricate, and ever changing, web of fintech regulations.  The panel offers a unique opportunity to gain valuable insights, regulatory updates, and practical solutions to stay compliant and competitive in the fintech industry. Whether you're a seasoned professional or new to the field, this session is a must-attend for professionals looking to stay informed and make informed decisions in the dynamic world of fintech regulations.​

Keri Kern joined the Office of the Comptroller of the Currency (OCC) in 2009 and currently serves as a Financial Technology Policy Specialist within the OCC’s Office of Financial Technology. In her current role, Keri advises senior OCC leadership on a range of financial-technology-related policy issues, proposals, and emerging trends affecting the federal banking system, including bank-fintech relationships.

​TreaSolution is happy to announce that Inscribe will be a Gold Sponsor of the of the Fintech Risk & Compliance Forum on January 17-18, 2024 in Chicago, Illinois!

Inscribe is an AI-powered Risk Intelligence platform that helps risk and ops teams identify trustworthy and creditworthy customers — without the pain and uncertainty of manual document reviews. With 99% precision, Inscribe customers can catch more fraud and credit abuse while improving employee efficiency. Founded in 2017, Inscribe is trusted by leading fintechs like Navan, Plaid, Bluevine, and Ramp. Inscribe is backed by Threshold Ventures, Uncork Capital, Y Combinator, Crosslink Capital, and Foundry, and is headquartered in San Francisco, CA. 

​Visit www.inscribe.ai to learn more.