Fintech Risk & Compliance Speakers

Our distinguished speakers share invaluable insights, experiences, and expertise in addressing the ever-evolving landscape of fintech risk management, compliance and regulatory challenges. Explore our lineup of thought-provoking sessions and peer-to-peer discussions, where these seasoned professionals offer actionable strategies and perspectives crucial for shaping the future of the financial technology sector.

Alan Carlisle, Chief Compliance Officer - Marqeta 

Alan is a seasoned regulatory compliance expert with over 25 years in financial services and capital markets. Currently the Chief Compliance Officer at Marqeta, he previously served as Enterprise CCO for SoFi Technologies, where he developed their Compliance Management Program. Alan has led compliance initiatives for various FinTechs and financial firms, and he also ran a compliance consulting firm for nearly a decade. He holds numerous securities licenses and certifications, including CRCP, CRCM, CAMS, CGSS, CIPP/US, and CIPM, and has served on several industry committees and panels with FINRA and CCIM.

Stacey Chieng, Chief Anti-Money Laundering Officer - Interactive Brokers

Stacey Chieng is the Chief Anti-Money Laundering Officer at Interactive Brokers. She joined Interactive Brokers in 2020 as the Head of Sanctions and also served as the Deputy AML Officer. Before joining Interactive Brokers, she was the Vice President of Economic Sanctions at U.S. Bank where she helped develop a robust sanctions compliance program. Stacey began her career at Protiviti as a consultant providing internal audit and risk and compliance services to financial institutions specializing in AML remediations. She has a BSBA in Accounting and Masters in Accounting from Washington University in St. Louis. Stacey has her Certified Anti-Money Laundering Specialist (CAMS) certification, FINRA 7 and 24 licenses, and CPA (inactive) license.

Jason Chorlins, Principal - Risk Advisory Services - Kaufman Rossin

​Jason Chorlins leads Kaufman Rossin’s Financial Services Industry Practice and directs risk management consulting as principal in their risk advisory services. With expertise in anti-money laundering (AML), Bank Secrecy Act (BSA), and regulatory compliance, he advises on risk management, transaction look-backs, due diligence, and system validations for financial institutions globally.  Since joining in 2007, Jason has supported institutions from local banks to multinational entities across the Americas. He frequently speaks on AML and fraud, serves on the ACAMS Education Task Force, and is on the board for Southeast CFT. Recognized among top young professionals by the South Florida Business Journal, Jason is a CPA, CFE, CAMS, and CITP.

Phil Goldfeder, Chief Executive Officer - American Fintech Council

​Phil Goldfeder is the CEO of the American Fintech Council (AFC), representing responsible fintech companies focused on expanding access to safe, affordable financial services. AFC, comprising leading U.S. fintech firms, promotes transparency, competition, and financial inclusion through robust standards in consumer protection and regulatory compliance.  Previously, Goldfeder was Senior VP of Global Public Affairs at Cross River, where he founded the Online Lending Policy Institute (OLPI) and led pandemic-driven efforts that delivered $12B+ in PPP funds to small businesses. Earlier, he served in the NY State Assembly, notably aiding recovery efforts post-Superstorm Sandy. Goldfeder has also been an advisor to Senator Schumer and Mayor Bloomberg, establishing him as a key leader in fintech innovation and policy.

Joshua Rosenberg, CRO & EVP - United Texas Bank

Joshua Rosenberg is the Chief Risk Officer and Executive Vice President at United Texas Bank. Previously, he held the same roles at the Federal Reserve Bank of New York, where he co-chaired the Risk Committee, chaired the Benchmark Rates Oversight Committee, and led the BIS Americas Consultative Group on Risk Management. Rosenberg joined the New York Fed as a Research Economist in 2001, establishing its Risk Analytics and Enterprise Risk Management functions. Before the Fed, he was an Assistant Professor of Finance at NYU’s Stern School, with research published in top journals, including Journal of Finance. Rosenberg holds a bachelor’s in mathematics and religion from Oberlin College and a Ph.D. in economics from UC San Diego.

Rebecca Schauer Robertson, EVP, BSA Officer & Director of Financial Crimes - Blue Ridge Bank

Rebecca "Becky" Schauer Robertson, a 28-year financial services veteran, is the BSA Officer and Director of Financial Crimes Compliance at Blue Ridge Bank, N.A., overseeing compliance with the Bank Secrecy Act, USA PATRIOT Act, OFAC, and AML regulations. Her prior roles include SVP at Atlantic Union Bank’s Financial Investigations Unit and EVP of AML Compliance at SouthState Bank. A Certified Anti-Money Laundering Specialist (Audit) with designations in AML, Fraud, and Cryptocurrency Investigations, Robertson is a frequent speaker and expert on financial crimes. She serves on several advisory boards, including the ABA's AML and Fraud School Advisory Board, and has led multiple regional and national industry groups.